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Scott D. James
Scott D. James
Graystone Consulting
Second Vice President - Investments
Retirement Plan Consultant
Financial Planning Specialist
33 E. Main Street
Suite 700
Madison, WI 53703
tel: 608-283-2340
toll free: 800-383-8334
fax: 608-283-2348
Email Me
Welcome Services Education Experience
Welcome

In today's fast paced world, few people have the time or resources to dedicate to managing their wealth- whether it involves planning for retirement or tracking money manager performance. As your Financial Advisor, I will alert you to new opportunities and advise you on changing market conditions that may affect your wealth plan. It's all part of my long term commitment to my clients.
Services
  • Wealth Management
  • Asset Management
  • Estate Planning
  • Lending Services
  • Private Banking
  • Executive Financial Services
  • Municipal Bonds
  • Exchange Traded Funds
Education and Licensing
  • Financial Planning Specialist Designation, 2004
  • Retirement Plan Consultant, 2000
    Smith Barney Corporate Retirement Services
    New York, NY
  • Certified Financial Manager, 1997
    Merrill Lynch School of Advanced Financial Management
    New York, NY
  • Bachelors of Economics, 1984 New York, NY
    Syracuse University
    Syracuse, NY
  • Series 3 - National Commodity Futures
  • Series 7 - General Securities Representative, 1991
  • Guided Portfolio Management Program, 1999
  • Life, Accident Variable Annutiy & Health Insurance Licensed, 1993
Business Experience
  • 1998 - Present: Smith Barney
    Second Vice President - Investments
    Retirement Plan Consultant
    Financial Planning Specialist
    Madison, WI
  • 1993 - 1998: Merrill Lynch
    Senior Financial Advisor
    Madison, WI
  • 1991 - 1993: Merrill Lynch
    Financial Advisor
    New York, NY
Bulletin Board
  • The introductions that we have received from our clients' business and personal contacts are greatly appreciated. If we can be of assistance to your colleagues, family or friends in helping them to achieve their financial goals, have them contact us.
Scott D. James is licensed in the following state(s): AL, CA, CO, CT, FL, ID, IL, IN, LA, ME, MI, MN, NC, NM, NY, SC, TX, UT, VT, WI
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

On the Markets (pdf)

Portfolio Strategist - A Weekly Guide for Investors (pdf)
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Investments alone aren't enough when it comes to preparing for retirement. As a retirement focused advisor at Morgan Stanley Smith Barney we offer a level of experience and commitment to retirement advice that we think is unique in the industry. Our thorough process encompasses ten elements that are key to a successful plan.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.